icon-quail
logo-sv

Advisor Partnership

Empowering advisors and their clients.

logo-sv

Advisor Partnership

Empowering advisors and their clients.

THE SHIFT

The best research in the world will not make a difference unless it’s tailored to a client’s personal needs. Impactful research which is personalized and delivered through a trusted financial advisor is what allows clients to make the informed and unemotional decisions necessary to achieve life goals.

null

Increasing Regulation

The unfortunate truth is that regulatory challenges, market complexity, and a more competitive landscape, have made it increasingly more difficult for advisors to continue do their best work. This has created frustration for both the client and their advisor. As industry and compliance hurdles continue to grow, valuable time is being taking away from servicing your client.
null

Competition

Buzz words such as roll ups, tuck ins, and scalability have shifted the industry’s focus from providing personalized investment and planning solutions toward scalable & robotic solutions void of personalization, strenuous research, and most importantly, relationships. The industry has traded in a quest for excellence for a platform of scalable mediocrity that we believe is creating a lowered standard for consumers on both the investment and service side. You have a choice to keep your client first.
null

Competing Demands

To be a successful advisor today, you need to be a compliance person, securities trader, marketing expert, investment analyst, operations person and financial planner. You also need to be able to create continuity to ensure your clients stay on track irrespective of your personal day-to-day involvement at the firm.

THE OPPORTUNITY

We’ve expanded Surevest to work with like-minded advisors in need of a partner to support them in focusing on what they do best – build client relationships.

It began as a realization that our client facing advisors were spread too thin. We made the investments in technology and people which allowed us to streamline operations and  enhance our investment processes. This set the stage for our advisors to create a more rewarding experience for their clients and achieve greater career satisfaction.

WHAT WE DO

ASSET MANAGEMENT

  • Model or custom portfolio solutions consisting of ETF’s, mutual funds, & individual securities.
  • Disciplined investment process using internal and external research
  • Portfolios benchmarked to Morningstar target risk indexes for full transparency and accountability
  • Regular communications with you and your clients regarding the economy and global financial markets.
  • Ability to service active 401k participant accounts utilizing Surevest portfolio strategies through hundreds of existing 401k plans
  • Low fees and support from independent custodial partners such as TD Ameritrade

BUSINESS DEVELOPMENT & PRACTICE MANAGEMENT

  • Career and practice management consulting
  • Marketing support
  • Industry leading technology
  • Turnkey platform for fee based advice
  • Real-time business analytics
  • Small account solutions

COMPLIANCE & OPERATIONS

COMPLIANCE

  • Operate as a hybrid Registered Rep and IAR or as an IAR only.
  • Annual onsite audit to protect your livelihood
  • Streamlined legal documentation for clients
  • Partner that can help you navigate the regulatory environment and grow your business

CENTRALIZED OPERATIONS

  • Dedicated client service team
  • Transition support
  • Billing and 3rd party performance reporting
  • Prospecting support for complex investment opportunities

THE OFFER

Learn more about how Surevest can partner with you.

AFFILIATE WITH US

  • Maintain your own brand
  • Centralized Service
  • Compliance Support
  • Succession Planning
  • Turn key asset management solutions
  • Spend more time building your business

EMPLOYEE MODEL

  • Base salary and incentive compensation
  • Paid time off
  • Medical benefits plan and 401(k)
  • Align with the philosophy of
    Surevest Wealth Management
  • Team collaboration
  • Plug into established procedures

SUCCESSION STRATEGIES

  • Manage your full or partial transition on your own terms
  • Immediate protection for your clients and your practice
  • Select the advisor or advisors to best meet your clients’ needs
  • Take the vacation you want with the peace of mind your clients are taken care of

THE SUREVEST TEAM

Our people are our difference.

IN THE MEDIA

Our CEO & chief investment strategist is regularly sought out by the financial media to provide his view on the markets, economy and our industry. Here are some recent clips:

CONTACT US

INFORMATION

CORPORATE OFFICE

2425 E. Camelback Rd,
Suite 890
Phoenix, AZ 85016

TELEPHONE

480.272.7116

FAX

480.272.7118

SEND A MESSAGE





captcha